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Ethics Continuing Education Meeting
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5/9/2018
When: Wednesday, May 9, 2018
5:00 - 7:45 P.M.
Where: Betterment for Advisors - New York Offices
61 West 23rd Street
3rd Floor
New York, New York  10010
United States


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FPA of New York Semi-annual Ethics CE Meeting

 

Hosted by Betterment for Advisors

and featuring accomplished ethics speaker Dan Candura, CFP®

with his celebrated course, Interactive Ethics.

 

 

  

Date: Wednesday, May 9, 2018

 

Time: 5:00 PM - 7:45 PM

Location:

Betterment for Advisors - New York Offices
61 West 23rd Street, 
3rd Floor

New York, NY, 10010

 

Presenter: 

 

Dan Candura, CFP® is the founder of Candura Group, LLC and provides ethics training across the United States, Canada, Europe and Australia through in-person courses and webinars. As President of PennyTree Advisers. LLC, Dan provides personal financial planning for consumers and litigation support for attorneys. Dan taught financial planning, insurance planning and retirement planning in the Sawyer School of Business at Suffolk University in Boston and is also a FINRA arbitrator. Dan is a CFP® Ambassador for the Boston area.


Dan appeared as a featured expert on the PBS documentary Retirement Revolution. He has been profiled in The Journal of Financial Planning, and quoted in numerous publications. He writes a monthly column for Investment News concerning ethical issues for advisors. Dan served on the Board of Directors of The Certified Financial Planner Board of Standards, Inc. and is a past Chair of the Board of Professional Review. He is a member of the Financial Planning Association and a NAPFA registered financial planner.

 

Presentation Description:
Interactive Ethics: Ethics training that exceeds expectations.  (View flyer)


Interactive Ethics continues the engaging presentations that audiences expect from Candura Group by using polls, games and case studies to keep everyone involved and learning. Attendees participate in an informative and engaging session that teaches the six learning objectives required by CFP Board for ethics training in 2016 through the use of 4 case studies.


1. Define and discuss a financial planning engagement, material elements of financial planning, and the financial planning process.
2. Analyze specific fact patterns to determine if a financial planning relationship exists.
3. Differentiate between the standards of care set forth in Rules 1.4 and 4.5 of the Rules of Conduct, and apply each standard of care to specific factual situations.
4. Apply each Practice Standard set forth in the Financial Planning Practice Standards to a hypothetical financial planning engagement.
5. Identify the information that must be disclosed to the client in writing by a CFP® professional who is engaged in a financial planning relationship or providing material elements of financial planning.
6. Define the required information that must be disclosed to clients and prospective clients, when that information must be disclosed, and apply each disclosure requirement to specific factual situations.

Designed and presented by Dan Candura, CFP®

Credits: 2 CFP® CEs for Ethics. This program is a pre-approved CFP Board Ethics program that will satisfy the CFP Board's 2-hour Standards of Professional Conduct CE requirement. Candura Group, LLC is the CE sponsor of the Ethics meeting.

Registration Fees:
FPANY Member - Free
Non-FPANY Member - $100
NYU Student - Free (Please contact us at admin@fpany.org to register.)

 

 

Thank you to our meeting host:

 

 

 

CONTACT FPA of Metro NY

NAVIGATION

CONNECT

Financial Planning Association of Metro New York

535 Fifth Avenue, 4th Floor
New York, NY  10017
Email: info@fpany.org

Phone: 800-322-4237 ext. 7187

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